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Showing 1111 to 1120 of 1719 search results for final notice refers to breaches of COND.

1111. Final Notice 2017: Insure PMR [pdf]

      Final notices Published: 31/05/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. We imposed a cancellation.

1112. Final Notice 2024: Nicholas Andrew McNeil [pdf]

      Final notices Published: 08/02/2024
      This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

1113. Final Notice 2017: Pager Services Ltd [pdf]

      Final notices Published: 07/02/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1114. Final Notice: Excel Leasing Limited [pdf]

      Final notices Published: 21/10/2016
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1115. Final Notice 2015: Quick Purchase [pdf]

      Final notices Published: 23/10/2015 Last modified: 23/10/2015
      This Final Notice refers to breaches of PRIN 6 and MCOB (Mortgage Conduct of Business Rules) related to unfair treatment of customers in the sale and rent back sector. We imposed a fine and redress.

1116. Final Notice 2020: Adrian Doherty [pdf]

      Final notices Published: 25/02/2020
      This final notice (Adrian Doherty) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1117. Final Notice 2017: Richard Brian Spooner [pdf]

      Final notices Published: 12/04/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1118. Final Notice 2020: Sukhvir Tiwana [pdf]

      Final notices Published: 12/02/2020
      This final notice (Sukhvir Tiwana) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1119. Final notice 2016: Solutions on Call Limited [pdf]

      Final notices Published: 21/01/2016 Last modified: 21/01/2016
      This final notice refers to breaches of Principle 11 related to Threshold Conditions and failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1120. FCA Final Notice 2014: Safe Transfer Limited [pdf]

      Final notices Published: 24/07/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.