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Showing 1301 to 1310 of 1719 search results for final notice refers to breaches of COND.

1301. Final notice: Andrew Barry Hart [pdf]

      Final notices Published: 13/10/2016
      This final notice refers to breaches of FIT related to a lack of fitness and propriety in the consumer credit sector. We imposed a prohibition.

1302. Final Notice 2019: Alison Mary Mills [pdf]

      Final notices Published: 21/06/2019
      This final notice refers to breaches of FIT related to a lack of fitness/propriety. We imposed a prohibition.

1303. Final Notice 2017: Sophies Cars Ltd [pdf]

      Final notices Published: 06/11/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1304. Final Notice 2020: Russell David Jameson [pdf]

      Final notices Published: 05/11/2020
      This Final Notice (Russell David Jameson) refers to breaches of FIT by a financial adviser. We imposed a prohibition.

1305. FCA Final Notice 2014: Martin Brokers (UK) Ltd (Martins) [pdf]

      Final notices Published: 15/05/2014 Last modified: 24/02/2015
      This final notice refers to breaches of PRIN 3 and PRIN 5 related to wholesale conduct, benchmarks, and culture/governance in the trading firm. We imposed a fine.

1306. FCA Final Notice 2014: Peter Halpin [pdf]

      Final notices Published: 05/11/2014 Last modified: 07/04/2015
      This final notice refers to breaches of APER 7 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the general insurance and protection sector. We imposed a fine and a prohibition

1307. Final notice 2016: Harrogate Van Centre Limited [pdf]

      Final notices Published: 05/05/2016 Last modified: 05/05/2016
      This final notice refers to breaches of PRIN 11, failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1308. Final Notice 2015: Brincotel Moneysend Limited [pdf]

      Final notices Published: 25/06/2015 Last modified: 25/06/2015
      This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1309. Final Notice 2018: Christopher Paul Brotherton [pdf]

      Final notices Published: 25/07/2018
      This final notice refers to breaches of FIT related to lack of fitness/propriety and unfair treatment of customers in the consumer credit sector. We imposed a prohibition.

1310. Final Notice 2017: Central Auto Care Ltd [pdf]

      Final notices Published: 31/03/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.