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Showing 221 to 230 of 1719 search results for final notice refers to breaches of COND.

221. 2022 fines

     News stories Published: 28/02/2022 Last modified: 04/01/2023
     Enforcement fines published in 2022.

222. Final Notice 2018: Ian Murray [pdf]

     Final notices Published: 26/06/2018
     This final notice

223. Final Notice 2018: Uvenco Limited [pdf]

     Final notices Published: 25/06/2018
     This final notice

224. 2020 fines

     News stories Published: 21/01/2020 Last modified: 02/12/2022
     This page contains information about enforcement fines published during the calendar year ending 2020.

225. Final Notice 2023: Statum Limited [pdf]

     Final notices Published: 07/08/2023
     This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

226. Final Notice 2018: J.V. Motors Limited [pdf]

     Final notices Published: 22/06/2018
     This final

227. Final Notice 2018: Gary Lea Whitlock [pdf]

     Final notices Published: 26/06/2018
     This final

228. 2018 fines

     News stories Published: 08/01/2018 Last modified: 15/01/2019
     This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

229. 2023 fines

     News stories Published: 12/01/2023 Last modified: 04/04/2024
     Enforcement fines published in 2023.

230. Decision Notice 2017: Church Hill Finance (Anthony Badaloo trading as) [pdf]

     Decision notices Published: 03/02/2017
     This decision notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the investment adviser sector. Our view is that a cancellation should be imposed.