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Showing 401 to 410 of 1719 search results for final notice refers to breaches of COND.

401. Final Notice 2021: Mohammad Ali (trading as M A Motors) [pdf]

     Final notices Published: 24/02/2021
     This final notice Mohammad Ali (trading as M A Motors) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

402. Final Notice 2021: Convert My Conservatory [pdf]

     Final notices Published: 18/11/2021
     This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

403. Final Notice 2018: Danielle Ambrose [pdf]

     Final notices Published: 25/06/2018
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

404. Final Notice 2018: Juan Carlos Esposito [pdf]

     Final notices Published: 24/08/2018
     This FCA final notice (Juan Carlos Esposito) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

405. Final Notice 2021: Alva Motors Limited [pdf]

     Final notices Published: 29/01/2021
     This final notice Alva Motors Limited refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector

406. Final Notice 2020: Spiral Cycles Limited [pdf]

     Final notices Published: 19/02/2020
     This final notice (Spiral Cycles Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

407. Final Notice 2023: Celsius Financial Services Limited [pdf]

     Final notices Published: 20/12/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

408. Final notice 2018: Causeway Group Limited [pdf]

     Final notices Published: 21/08/2018
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

409. Final Notice 2019: Simple Comms Limited [pdf]

     Final notices Published: 21/05/2019
     This final notice (Simple Comms Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

410. Final Notice 2018: Capital Steel Limited [pdf]

     Final notices Published: 19/11/2018
     This final notice (Capital Steel Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.