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Showing 471 to 480 of 1719 search results for final notice refers to breaches of COND.

  1. Final Notice 2018: Barbers Box Ltd [pdf]

    Final notices Published: 21/06/2018
    This final notice (Barbers Box Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: ANG Sales Limited [pdf]

    Final notices Published: 12/02/2019
    This final notice (ANG Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Second Supervisory Notice 2020: Fortuna Wealth Management Limited [pdf]

    Supervisory notices Published: 18/02/2020
    This second supervisory notice refers to breaches of the supervision threshold conditions (COND) and to breaches of PRIN1 and PRIN11 related to lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We

  4. Final Notice 2018: Home Living (NE) Limited [pdf]

    Final notices Published: 19/11/2018
    This final notice (Home Living (NE) Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2019: County Car Sales Limited [pdf]

    Final notices Published: 07/11/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2017: Dorset Motor Company Ltd [pdf]

    Final notices Published: 18/12/2017
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: Newway Beauty Concept Limited [pdf]

    Final notices Published: 21/10/2020
    This final notice refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2023: Horse Insurance Services (Kerry Smith trading as) [pdf]

    Final notices Published: 19/09/2023
    The FCA publishes a Final Notice referring to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and

  9. Final Notice 2021: Car Finance Today Limited [pdf]

    Final notices Published: 18/11/2021
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

  10. Final Notice 2018: Pontings Car Sales Limited [pdf]

    Final notices Published: 20/04/2018
    This final notice (Pontings Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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