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Showing 91 to 94 of 94 search results for final notice refers to breaches of COND and CONC related.

  1. FCA Decision Notice 2016: KWS Wealth Management Limited [pdf]

    Decision notices Published: 15/07/2016 Last modified: 15/07/2016
    This Final Notice refers to breaches of COND related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  2. Rock & Co. Granite Limited [pdf]

    Final notices Published: 02/05/2018
    This final notice (Rock & Co. Granite Limited) refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: Christopher Edwards trading as Liberty Motorcycles [pdf]

    Final notices Published: 09/07/2020
    This final notice (Christopher Edwards trading as Liberty Motorcycles) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2018: D & J Roofing & Building Services Limited [pdf]

    Final notices Published: 09/03/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.