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Showing 1191 to 1200 of 1281 search results for final notice refers to breaches of COND and PRIN.
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Final Notice 2017: Logic Financial Solutions Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, consumer credit and mortgages sectors. We imposed a cancellation. -
Final Notice 2017: K & B Trading World Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Ewloe Hall Motors Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final notice 2020: NUYOU FINANCE (SAMANTHA EDWARDS TRADING AS) [pdf]
This final notice (NUYOU FINANCE SAMANTHA EDWARDS TRADING AS) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2019: The Prudential Assurance Company Limited [pdf]
This Final Notice (The Prudential Assurance Company Limited) refers to breaches of PRIN 3 and PRIN 6 and relates to mis-selling and the unfair treatment of customers in the pensions sector. We imposed a fine. -
Final Notice 2018: Christopher Dwane Michael Fletcher [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2015: Barclays Bank PLC - November 2015 [pdf]
This final notice refers to breaches of PRIN 2 related to financial crime failings. We imposed a fine. -
Final notice 2020: Platinum Heating Services Limited [pdf]
This final notice (Platinum Heating Services Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2020: Auto Wheels Car Sales Ltd [pdf]
This final notice (Auto Wheels Car Sales Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Polmaise Community Credit Union Limited [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.