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Showing 1211 to 1220 of 1281 search results for final notice refers to breaches of COND and PRIN.

  1. Final Notice 2017: KJ Precious Metal Trading LLP [pdf]

    Final notices Published: 30/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.
  2. Final Notice 2018: Rose Motors (Philip Meyer trading as) [pdf]

    Final notices Published: 04/01/2018
    The final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  3. Final Notice 2017: Eco-Insulation Ltd [pdf]

    Final notices Published: 08/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  4. Final Notice: Rollin Stock (Hair & Beauty) Ltd [pdf]

    Final notices Published: 25/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  5. Final Notice 2018: Strawberry Communications Limited [pdf]

    Final notices Published: 02/07/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  6. Final Notice 2017: Motor Palace Ltd [pdf]

    Final notices Published: 03/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  7. Final Notice 2019: The Carphone Warehouse Limited [pdf]

    Final notices Published: 13/03/2019
    This final notice (The Carphone Warehouse Limited) refers to breaches of PRIN 3, 6 and 9 related to mis-selling in the general insurance and protection sector. We imposed a fine.
  8. Final Notice 2019: Gary Jackson [pdf]

    Final notices Published: 16/09/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
  9. Final Notice 2017: Venture15 Limited [pdf]

    Final notices Published: 03/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
  10. Final notice 2020: GMAC Plumbing and Gas Services Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice (GMAC Plumbing and Gas Services Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.