Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 221 to 230 of 1281 search results for final notice refers to breaches of COND and PRIN.

  1. Final Notice 2019: Steven Hall [pdf]

    Final notices Published: 17/05/2019
    This final notice (Steven Hall) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2018: Brian Beeston [pdf]

    Final notices Published: 07/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2018: David Hillier [pdf]

    Final notices Published: 09/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2018: Richard Adams [pdf]

    Final notices Published: 17/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2018: Wellpoint Ltd 2018 [pdf]

    Final notices Published: 12/11/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation

  6. Final Notice 2020: Dale Woodward [pdf]

    Final notices Published: 15/05/2020
    This final notice (Dale Woodward) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2018: Robert Scott [pdf]

    Final notices Published: 24/08/2018
    This FCA final notice (Robert Scott) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2024: Crossways Cars Limited [pdf]

    Final notices Published: 01/03/2024
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2018: Patrick Iddon [pdf]

    Final notices Published: 19/11/2018
    This final notice (Patrick Iddon) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2021: Michael Milner (trading as Snap-On) [pdf]

    Final notices Published: 24/06/2021
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.
Related searches
Related topics