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Showing 112 to 121 of 696 search results for final notice refers to breaches of COND and PRIN 11 related.

  1. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  2. Final Notice 2017: Mymoneyman Finance Limited [pdf]

    Final notices Published: 03/01/2017
    This final notice refers to breaches of COND and PRIN 1.1 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  3. FCA Decision Notice 2016: Michael Wilkinson trading as Michael Wilkinson Mortgages [pdf]

    Decision notices Published: 27/09/2016
    This decision notice refers to breaches of PRIN 4, PRIN 11, COND, MIPRU and SUP related to failing to be open and co-operative and threshold conditions in the regulated home finance sector. Our view is that a cancellation should be imposed.

  4. Final Notice 2021: Today Car 24 Limited [pdf]

    Final notices Published: 04/03/2021
    This final notice (Today Car 24 Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2022: Lifestyle Car Sale Ltd [pdf]

    Final notices Published: 24/11/2022
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  6. Final Notice 2021: Race 2 Off-road Ltd [pdf]

    Final notices Published: 10/02/2021
    This final notice (Race 2 Off-road Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  7. Final Notice 2021: Quality Cars Poole Limited [pdf]

    Final notices Published: 26/07/2021
    This final notice (Quality Cars Poole Ltd) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the consumer credit sector. We refused the firm’s application for authorisation

  8. Final Notice 2022: L B Commercials Limited [pdf]

    Final notices Published: 04/02/2022
    This Final Notice (L B Commercials Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  9. Final Notice 2021: Stanic Motor Co Limited [pdf]

    Final notices Published: 02/08/2021
    This final notice (Stanic Motor Co Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2023: Kingsbridge Capital Advisors Limited [pdf]

    Final notices Published: 25/05/2023
    This Final Notice (Kingsbridge Capital Advisors Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment adviser sector. We imposed a

  11. Final Notice 2021: Capital Car Network Limited [pdf]

    Final notices Published: 31/03/2021
    This final notice (Capital Car Network) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.