Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 152 to 161 of 696 search results for final notice refers to breaches of COND and PRIN 11 related.

  1. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  2. Final Notice 2021: Accident & Injury Assist [pdf]

    Final notices Published: 03/03/2021
    This final notice (Accident & Injury Assist) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation

  3. Final Notice 2022: D T Cars & Commercials Ltd [pdf]

    Final notices Published: 13/04/2022
    This final notice (D T Cars & Commercials Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

  4. Final Notice 2021: Abacus Management Ltd [pdf]

    Final notices Published: 03/09/2021
    This final notice (Abacus Management Ltd) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for

  5. Final Notice 2021: Robert Salisbury (trading as RLS Leasing) [pdf]

    Final notices Published: 02/08/2021
    This final notice (Robert Salisbury (trading as RLS Leasing) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

  6. Final Notice 2022: Wakefield Motor House Ltd [pdf]

    Final notices Published: 05/10/2022
    This final notice (Wakefield Motor House Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation.

  7. Final Notice 2021: Laura Thompson (trading as ML Car Sales) [pdf]

    Final notices Published: 27/01/2021
    This final notice (Laura Thomspson trading as ML Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2022: Mark Twizell (trading as Rotary Car Sales) [pdf]

    Final notices Published: 04/02/2022
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  9. Final notice 2016: Alan Whittington [pdf]

    Final notices Published: 25/02/2016 Last modified: 25/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open

  10. Final Notice 2023: Bella-Rose Group Ltd (trading as Scooter Nation) [pdf]

    Final notices Published: 14/03/2023
    This final notice (Bella-Rose Group Ltd (trading as Scooter Nation)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer Credit Sector. We imposed a

  11. Final Notice 2020: Just Bank Claims Limited [pdf]

    Final notices Published: 14/12/2020
    This final notice (Just Bank Claims Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.