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Showing 172 to 181 of 696 search results for final notice refers to breaches of COND and PRIN 11 related.

  1. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  2. Final Notice 2022: Eternal Peace Funeral Plans [pdf]

    Final notices Published: 23/12/2022
    This final notice (Eternal Peace Funeral Plans Ltd) refers to a failure to satisfy threshold conditions (COND) in relation to a firm within the Funeral Plans sector. We refused the firm’s application for authorisation.

  3. Statement on RTC Management Solutions Ltd [pdf]

    Final notices Published: 17/02/2022
    This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  4. Final Notice 2023: Sussex Urban Motor Company ltd [pdf]

    Final notices Published: 05/05/2023
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Consumer Credit sector. We refused the firm’s application for authorisation.

  5. Final Notice 2022: Bolton Premier Motors (trading as Ascot Motor Cars) [pdf]

    Final notices Published: 04/02/2022
    This Final Notice (Bolton Premier Motors (trading as Ascot Motor Cars)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed

  6. Final Notice 2019: Prindiville Plc [pdf]

    Final notices Published: 25/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

  7. Final Notice 2017: Keep Sheffield Warm [pdf]

    Final notices Published: 06/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be

  8. Final Notice 2022: Grant Hawthorne Motor Company Ltd [pdf]

    Final notices Published: 04/02/2022
    This Final Notice (Grant Hawthorne Motor Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  9. Final Notice 2021: Principal Claims Management Services Limited [pdf]

    Final notices Published: 17/09/2021
    This final notice (Principal Claims Management Services Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s

  10. Final Notice 2019: Vale Veterinary Group [pdf]

    Final notices Published: 25/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

  11. Final Notice 2023: Przemyslaw Soszynski, trading as Phenix Consultancy [pdf]

    Final notices Published: 16/05/2023
    This final notice refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.