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Showing 221 to 230 of 1209 search results for final notice refers to breaches of COND related.

  1. Final notice 2017: Eco Home Alternatives Limited [pdf]

    Final notices Published: 27/01/2017
    This final notice refers to breaches of PRIN11 and COND relating to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  2. Final Notice 2023: Platinum Motor Company Ltd [pdf]

    Final notices Published: 15/05/2023
    'The Final Notice refers to breaches of the suitability and appropriate resources Threshold Conditions (COND), and to be open and co-operative with the Authority (Principle 11) in the consumer credit sector. We imposed a cancellation

  3. Final Notice 2021: Enrico Riga (Trading as Shire Hampton Motors) [pdf]

    Final notices Published: 04/03/2021
    This final notice Enrico Riga (Trading as Shire Hampton Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a

  4. FCA Decision Notice 2016: Wage Payment and Payday Loans Limited [pdf]

    Decision notices Published: 14/07/2016 Last modified: 14/07/2016
    This decision notice refers to breaches of COND related to failing to satisfy Threshold Conditions in the consumer credit sector. We have decided to impose a cancellation.

  5. Decision Notice 2017: Nationwide Debt Consultants Limited [pdf]

    Decision notices Published: 09/05/2017
    This decision notice refers to breaches of COND, CONC and SYSC related to threshold conditions in the consumer credit sector. Our view is that a refusal should be imposed.

  6. Final Notice 2022: Bolton Premier Motors (trading as Ascot Motor Cars) [pdf]

    Final notices Published: 04/02/2022
    This Final Notice (Bolton Premier Motors (trading as Ascot Motor Cars)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed

  7. Final notice 2016: Alan Whittington [pdf]

    Final notices Published: 25/02/2016 Last modified: 25/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open

  8. Second Supervisory Notice 2020: Fortuna Wealth Management Limited [pdf]

    Supervisory notices Published: 18/02/2020
    This second supervisory notice refers to breaches of the supervision threshold conditions (COND) and to breaches of PRIN1 and PRIN11 related to lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We

  9. Final Notice 2022: Grant Hawthorne Motor Company Ltd [pdf]

    Final notices Published: 04/02/2022
    This Final Notice (Grant Hawthorne Motor Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  10. Final Notice 2023: First Class Blinds Belfast Limited (trading as First Class Blinds) [pdf]

    Final notices Published: 14/03/2023
    This final notice (First Class Blinds Belfast Limited (trading as First Class Blinds)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit
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