Search results

Showing 231 to 240 of 1209 search results for final notice refers to breaches of COND related.

231. Final Notice 2021: James Sheriff (trading as Your Move First Choice Properties) [pdf]

     Final notices Published: 02/08/2021
     This final notice (James Sheriff (trading as Your Move First Choice Properties) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We

232. FCA Decision Notice 2015: B E Insulated Limited [pdf]

     Decision notices Published: 04/09/2015 Last modified: 04/09/2015
     This decision notice refers to breaches of COND and CONC related to failing to be open and co-operative in the Consumer Credit sector. We imposed a refusal.

233. FCA Final Notice 2013: Martin Peter Gwynn [pdf]

     Final notices Published: 17/12/2013 Last modified: 08/06/2020
     This final notice refers to breaches of FIT related to

234. Final Notice 2016: Marlborough Isleworth Motors Limited [pdf]

     Final notices Published: 21/11/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative

235. Final Notice 2024: Floris Jakobus Huisamen [pdf]

     Final notices Published: 13/02/2024
     This Final Notice refers to breaches of CoBS related to financial promotions in the Issuer sector. We

236. Final Notice 2017: Keep Sheffield Warm [pdf]

     Final notices Published: 06/10/2017
     This final notice refers to breaches of PRIN 11 related to failing to be

237. FCA Final Notice 2013: Kuya J’s Filipino Store Limited [pdf]

     Final notices Published: 02/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the

238. Final Notice 2019: Prindiville Plc [pdf]

     Final notices Published: 25/07/2019
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

239. Final Notice 2017: Tesco plc [pdf]

     Final notices Published: 28/03/2017
     This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution.

240. Final Notice 2023: Richard John Hamilton (Trading as Hamilton Motors and Richard H Hamilton Car Sales) [pdf]

     Final notices Published: 19/05/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation