Search results

Showing 441 to 450 of 1209 search results for final notice refers to breaches of COND related.

441. FCA Final Notice 2014: Debt Plan UK Ltd [pdf]

     Final notices Published: 26/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

442. Final Notice 2017: Joanne Fitzsimmons [pdf]

     Final notices Published: 10/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

443. FCA Final Notice 2014: Financial Limited [pdf]

     Final notices Published: 23/07/2014 Last modified: 13/03/2015
     This final notice refers to breaches of PRIN 3 and SYSC related to culture/goverence in the investment adviser sector. We imposed a public censure, suspension, and restriction.

444. Final notice 2016: Russell Blakey [pdf]

     Final notices Published: 30/06/2016 Last modified: 30/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

445. FCA Final Notice 2014: Mohammed Hasan trading as Baba Money [pdf]

     Final notices Published: 02/06/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

446. FCA Final Notice 2014: Hamd Enterprises Limited [pdf]

     Final notices Published: 19/05/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

447. Final Notice 2017: Reuben Anderson [pdf]

     Final notices Published: 24/01/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

448. Final Notice 2020: E-Cars Trading Limited [pdf]

     Final notices Published: 30/09/2020 Last modified: 30/09/2020
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

449. Final Notice 2023: Lighthouse Advisory Services Limited [pdf]

     Final notices Published: 15/05/2023
     This Final Notice refers to breaches of Principles 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We published a public censure

450. FCA Final Notice 2013: Churchill Securities (UK) Limited [pdf]

     Final notices Published: 25/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of TC related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.