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Showing 541 to 550 of 1209 search results for final notice refers to breaches of COND related.

541. FCA Final Notice 2014: City & Provincial and Mr Zaffar Hassan Tanweer [pdf]

     Final notices Published: 13/03/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER 1 and FIT related to mortgage fraud in the mortgages and consumer credit sector. We imposed a prohibition (full), fine, withdrawal and cancellation.

542. Final notice 2016: Good Motors Limited [pdf]

     Final notices Published: 03/03/2016 Last modified: 03/03/2016
     This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

543. Final Notice 2018: John McCullagh [pdf]

     Final notices Published: 03/10/2018
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the consumer credit sector. We imposed a prohibition.

544. Final Notice 2023: Ray Alan Davis [pdf]

     Final notices Published: 15/11/2023
     This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the General Insurance and Protection sector. We imposed a prohibition.

545. FCA Final Notice 2013: Ali Parvez Shaikh [pdf]

     Final notices Published: 01/10/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

546. FCA Final Notice 2014: Mohammed Tazul Islam [pdf]

     Final notices Published: 23/09/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the mortgages sector. We imposed a cancellation.

547. Final Notice 2017: Electronicoutlets [pdf]

     Final notices Published: 09/10/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

548. Final Notice 2018: Canara Bank [pdf]

     Final notices Published: 06/06/2018
     This FCA Final Notice (Canara Bank) refers to breaches of Principle 3 and SYSC related to financial crime in the retail bank sector. We imposed a fine and restriction.

549. FCA Final Notice 2013: Arch Motors Limited [pdf]

     Final notices Published: 09/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

550. FCA Final Notice 2013: Hyde Gardens Limited [pdf]

     Final notices Published: 21/06/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.