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Showing 591 to 600 of 1209 search results for final notice refers to breaches of COND related.

591. FCA Final Notice 2014: Managed Debt Services Ltd [pdf]

     Final notices Published: 26/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

592. Final notice 2016: Trevor John Fry [pdf]

     Final notices Published: 30/06/2016 Last modified: 30/06/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

593. Final Notice 2017: Tejoori Limited [pdf]

     Final notices Published: 14/12/2017
     This final notice refers to breaches of the Market Abuse Regulation related to market abuse in the issuer sector. We imposed a fine.

594. Final Notice 2017: Terry Hodges [pdf]

     Final notices Published: 11/10/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

595. Final Notice 2017: Paul Richard Watkins [pdf]

     Final notices Published: 23/06/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

596. Final Notice 2017: Paul John Moorefield [pdf]

     Final notices Published: 24/07/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

597. Final Notice 2017: John Poynton [pdf]

     Final notices Published: 24/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

598. Final Notice 2017: MGV Motors (Gintare Varinauskiene trading as) [pdf]

     Final notices Published: 24/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

599. Final Notice 2023: Keith Dickinson [pdf]

     Final notices Published: 13/09/2023
     This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £70,000 is being made to the FSCS

600. Final Notice 2019: Alonso Lopez [pdf]

     Final notices Published: 12/12/2019
     This final notice (Alonso Lopez) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.