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Showing 601 to 610 of 1209 search results for final notice refers to breaches of COND related.

601. FCA Final Notice 2014: Leanne Marie Nicholson [pdf]

     Final notices Published: 12/12/2014 Last modified: 12/12/2014
     This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector. We imposed a prohibition.

602. FCA Final Notice 2013: Horn Express Ltd (formerly Qaran Express Money Transfer Limited) [pdf]

     Final notices Published: 30/04/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to client money/assets in the payment services sector. We imposed a public censure.

603. FCA Final Notice 2014: Go Transfer Limited [pdf]

     Final notices Published: 11/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

604. FCA Final Notice 2014: Shahid Sultan Babar [pdf]

     Final notices Published: 11/07/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

605. Final Notice 2017: XYZ Agencies Limited [pdf]

     Final notices Published: 21/02/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

606. Final Notice 2016: KMLM Ltd [pdf]

     Final notices Published: 22/11/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

607. Final Notice 2022: Luke Andrew Durrant [pdf]

     Final notices Published: 22/09/2022
     The Final Notice refers to breaches of FIT related to lack of fitness and proprietary in the General Insurance and Pensions sector. We imposed a prohibition.

608. Final Notice 2020: Inovtrix Ltd [pdf]

     Final notices Published: 17/07/2020
     This final notice Inovtrix Ltd refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

609. Final Notice 2018: Jonathan Mathew [pdf]

     Final notices Published: 02/11/2018
     This final notice refers to breaches of FIT related to benchmarks, a lack of fitness/propriety and wholesale conduct in the retail bank sector. We imposed a prohibition.

610. Final notice 2016: AKV Vehicles Limited [pdf]

     Final notices Published: 25/02/2016 Last modified: 25/02/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.