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Showing 191 to 200 of 311 search results for final notice refers to breaches of COND related to Threshold.
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FCA Final Notice 2014: GS Cars (UK) Limited [pdf]
This final notice refers to breaches of COND related to lack of fitness/propriety in the consumer credit sector. We imposed a refusal. -
Final Notice 2019: Egcars [pdf]
This final notice (Egcars) refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the applicant’s Part 4A application. -
Final Notice 2023: First Class Blinds Belfast Limited (trading as First Class Blinds) [pdf]
This final notice (First Class Blinds Belfast Limited (trading as First Class Blinds)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit -
FCA Final Notice 2013: Minona LLP [pdf]
This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the asset management sector. We imposed a cancellation. -
FCA Final Notice 2013: Foneshield (UK) Limited [pdf]
This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
FCA Final Notice 2013: John Dixon [pdf]
This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation. -
Final Notice 2021: James Sheriff (trading as Your Move First Choice Properties) [pdf]
This final notice (James Sheriff (trading as Your Move First Choice Properties) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We -
Final Notice 2015: Michael Banks [pdf]
This final notice refers to breaches of TC related to threshold conditions in the consumer credit sector. We imposed a refusal. -
FCA Final Notice 2013: Daniel Norris [pdf]
This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection. We imposed a cancellation. -
Final Notice 2017: Mymoneyman Finance Limited [pdf]
This final notice refers to breaches of COND and PRIN 1.1 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.