Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 201 to 210 of 311 search results for final notice refers to breaches of COND related to Threshold.

  1. Final Notice 2017: Mohammed Sharif Miah [pdf]

    Final notices Published: 11/12/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  2. Final notice 2017: Bishop Car Sales Limited [pdf]

    Final notices Published: 21/02/2017
    This final notice refers to breaches of COND and Principle 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2015: B E Insulated Limited [pdf]

    Final notices Published: 04/09/2015 Last modified: 04/09/2015
    This final notice refers to breaches of COND and CONC related to failing to be open and co-operative in the Consumer Credit sector. We imposed a refusal.

  4. Final Notice 2017: Habib-Ur Rehman [pdf]

    Final notices Published: 11/04/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the mortgages and general insurance and protection sector. We imposed a cancellation.

  5. Final Notice 2015: LAFM Limited (formerly known as Lloyd Anderson Financial Management Limited) [pdf]

    Final notices Published: 12/02/2015 Last modified: 12/02/2015
    This final notice refers to breaches of Principle 11, related to threshold conditions in the consumer credit sector. We imposed a cancellation.

  6. FCA Final Notice 2013: Churchill Securities (UK) Limited [pdf]

    Final notices Published: 25/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of TC related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

  7. FCA Final Notice 2014: Debt Plan UK Ltd [pdf]

    Final notices Published: 26/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of TC and CONC related to threshold conditions in the consumer credit sector. We imposed a refusal.

  8. FCA Final Notice 2013: Independent Asset Management U.K. Limited [pdf]

    Final notices Published: 04/09/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and a cancellation.

  9. Final notice 2016: ABC Insolvency Services Limited [pdf]

    Final notices Published: 27/04/2016 Last modified: 27/04/2016
    This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  10. FCA Final Notice 2013: Kiskidee Limited [pdf]

    Final notices Published: 19/07/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.