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Showing 21 to 30 of 311 search results for final notice refers to breaches of COND related to Threshold.
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Final Notice 2024: Graham Lilley T/A Global Car Leasing [pdf]
This Final Notice refers to breaches of FIT and COND related to a lack of fitness/propriety and breach of COND in the consumer credit sector. We imposed a prohibition and a cancellation of Part 4A permissions. -
Final notice 2016: Pacific Continental Securities (UK) Limited (In Liquidation) [pdf]
This final notice refers to breaches of Prin 4, Cond and IPRU-INV related to threshold conditions in the investment advisor sector. We imposed a cancellation. -
Final notice 2016: Secure Property Consultants Limited [pdf]
This final notice refers to breaches of COND 2.3, COND 2.4, COND 2.5, COND 2.7, PRIN 11 related to failing to satisfy Threshold Conditions for Part 4A authorisation in the consumer credit sector. We imposed a refusal. -
Final notice 2016: Glyn Goodyear [pdf]
This final notice refers to breaches of PRIN 6, PRIN 11, COND and DISP related to failing to be open and co-operative, unfair treatment of customers and threshold conditions in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Metlife Ltd [pdf]
This final notice refers to breaches of Principle 4, COND and MIPRU related to failing to in the general insurance and protection sector. We imposed a cancellation. -
FCA Final Notice 2015: Highview Financial Services Limited [pdf]
This Final Notice refers to breaches of PRIN 6, PRIN 11, COND, DISP related to Threshold Conditions in the Consumer Credit sector. We imposed a cancellation. -
Final notice 2015: Big T Media Limited [pdf]
The final notice refers to breaches of COND, CONC, PRIN 11, CASS, SYSC related to threshold conditions and failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Final Notice 2017: Finance Made Simple Ltd [pdf]
This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
Final notice 2016: Coverall Worldwide Ltd [pdf]
This final notice refers to breaches of PRIN 1, PRIN 3, PRIN 10, CASS and COND related to appointed representatives, client money, failing to act on information appropriately, threshold conditions and unfair treatment of customers in the general -
Final Notice 2015: Merlin Loans and Mortgages Limited [pdf]
This final notice refers to breaches of PRIN 6, PRIN 11, DISP and COND related to threshold conditions, failing to be open and co-operative, and unfair treatment of customers in the consumer credit sector. We imposed a cancellation.