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Showing 231 to 240 of 311 search results for final notice refers to breaches of COND related to Threshold.

  1. FCA Final Notice 2014: Derick Anthony Whewall [pdf]

    Final notices Published: 21/05/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  2. FCA Final Notice 2013: Mark Richard Faulkner [pdf]

    Final notices Published: 29/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a OIVOP and a cancellation.

  3. Final Notice 2017: Vehicle Lease Solutions Limited [pdf]

    Final notices Published: 04/12/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  4. Final Notice 2017: GZ Energy Solutions Limited [pdf]

    Final notices Published: 25/10/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  5. FCA Final Notice 2014: Coffin Insurance Services [pdf]

    Final notices Published: 25/11/2014 Last modified: 26/11/2014
    This Final Notice refers to breaches of Principle 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  6. FCA Final Notice 2013: Ingram Graham Limited (in Creditors’ Voluntary Liquidation) [pdf]

    Final notices Published: 21/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

  7. Final Notice 2020: Gary John Gregson [pdf]

    Final notices Published: 15/04/2020
    This Final Notice (Gary John Gregson) refers to breaches of FIT related to the Threshold Conditions in the Consumer Credit. We imposed a prohibition.

  8. Final Notice 2015: A A A Insurance Limited [pdf]

    Final notices Published: 12/10/2015 Last modified: 12/10/2015
    This final notice refers to breaches of PRIN 11 related to Threshold Conditions and failing to be open and co-operative in the general insurance and protection. We imposed a cancellation.

  9. FCA Final Notice 2013: Castlehill Wealth Management Limited [pdf]

    Final notices Published: 16/04/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

  10. FCA Final Notice 2014: David John Hewitt trading as Bexley Insurance Centre [pdf]

    Final notices Published: 12/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance, intermediary sector. We imposed a cancellation.