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Showing 261 to 270 of 311 search results for final notice refers to breaches of COND related to Threshold.

  1. Final notice 2016: Super Fast Loan Limited [pdf]

    Final notices Published: 21/01/2016 Last modified: 21/01/2016
    This final notice refers to breaches of COND and CONC related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  2. Final Notice 2015: Linda Carole Stuart [pdf]

    Final notices Published: 23/11/2015 Last modified: 23/11/2015
    This final notice refers to numerous breaches of CONC Chapter 8 and SYSC 9.1 related to inability to meet Threshold Condition 2D (appropriate non-financial resources) in the Consumer Credit: Debt Management sector. We imposed a refusal of Part 4A

  3. Final Notice 2015: 15/1 Consumer credit application refusal [pdf]

    Final notices Published: 30/01/2015 Last modified: 30/01/2015
    This summary of a final notice refers to breaches of COND and TC related to lack of fitness/propriety and failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  4. Final Notice 2015: Glocal Capital Partners Limited [pdf]

    Final notices Published: 19/03/2015 Last modified: 19/03/2015
    This final notice refers to breaches of Threshold Conditions, PRIN 11 related to failing to be open and co-operative in the Designated Investment Business sector. We imposed a cancellation.

  5. Final Notice 2015: The Motorhome Hire Network Limited [pdf]

    Final notices Published: 13/07/2015 Last modified: 13/07/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions and failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  6. Final Notice 2015: Kudu Emerging Markets Limited [pdf]

    Final notices Published: 04/11/2015 Last modified: 04/11/2015
    This Final Notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the Investment Adviser sector. We imposed a cancellation.

  7. FCA Final Notice 2013: Christopher John Riches [pdf]

    Final notices Published: 05/06/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 and PRIN 11 related to lack of fitness/propriety, failing to be open and co-operative and threshold conditions in the mortgages and consumer credit sector. We imposed a fine, withdrawal and a prohibition

  8. FCA Final Notice 2014: Residential Facilities Management Limited [pdf]

    Final notices Published: 13/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  9. FCA Final Notice 2014: Autopromotions Insurance Services Limited [pdf]

    Final notices Published: 08/05/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  10. FCA Final Notice 2013: Len Cooke Financial Consultants Limited [pdf]

    Final notices Published: 20/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.