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Showing 61 to 70 of 311 search results for final notice refers to breaches of COND related to Threshold.

61. Final Notice 2023: Brian Hamilton [pdf]

    Final notices Published: 16/08/2023
    This final notice (Brian Hamilton) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the Temporary Permissions Regime. We imposed a

62. Final Notice 2023: C2 Motor Group Ltd [pdf]

    Final notices Published: 28/04/2023
    This Final Notice (C2 Motor Group Ltd) refers to a failure to satisfy the threshold conditions (COND) in the consumer credit sector. We refused the firm’s application for authorisation.

63. Final Notice 2021: Hewden Stuart Limited [pdf]

    Final notices Published: 14/04/2021
    This final notice (Hewden Stuart Limited) refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.

64. Final Notice 2022: Empire Motor Group Ltd [pdf]

    Final notices Published: 06/10/2022
    This final notice (Empire Motor Group Ltd) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

65. Final Notice 2020: PT Cars Ltd [pdf]

    Final notices Published: 14/12/2020
    This final notice (PT Cars Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

66. Final Notice 2022: Twist and Scoot Ltd [pdf]

    Final notices Published: 14/04/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

67. Final Notice 2022: Gosforth Car Centre Limited [pdf]

    Final notices Published: 21/09/2022
    This final notice (Gosforth Car Centre Limited) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

68. Final Notice 2023: Integrity Payment UK Ltd [pdf]

    Final notices Published: 28/04/2023
    This final notice (Integrity Payment UK Ltd) refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. Therefore, we imposed a cancellation.

69. Final Notice 2022: Wolves Trade Centre Ltd [pdf]

    Final notices Published: 16/02/2022
    This final notice (Wolves Trade Centre Ltd) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

70. Final Notice 2021: Ron Treherne IFA Ltd [pdf]

    Final notices Published: 25/05/2021
    This Final Notice (Ron Treherne IFA Ltd) refers to breaches of COND, PRIN 6 and PRIN 11 by a financial adviser. We imposed a cancellation of the adviser’s Part 4A permission.