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Showing 221 to 230 of 1133 search results for final notice refers to breaches of FIT related.

221. Final Notice 2015: Neil Moir trading as ‘Readymoney’ [pdf]

     Final notices Published: 26/08/2015 Last modified: 26/08/2015
     This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

222. Final Notice 2023: David Nigel Lewis [pdf]

     Final notices Published: 27/11/2023
     This Final Notice refers to breaches of Principles for Business 6 and 7 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £26,800 is being made to the FSCS.

223. Final Notice 2018: Metlife Ltd [pdf]

     Final notices Published: 14/06/2018
     This final notice refers to breaches of Principle 4, COND and MIPRU related to failing to in the general insurance and protection sector. We imposed a cancellation.

224. Final Notice 2015: Reckitt Benckiser Group Plc [pdf]

     Final notices Published: 20/01/2015 Last modified: 20/01/2015
     This final notice refers to breaches of LR and DTR related to listing rules breaches in the issuer sector. We imposed a financial penalty.

225. Final Notice 2024: Fast Remit Limited [pdf]

     Final notices Published: 21/03/2024
     This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

226. Final Notice 2019: Pitshop Motors (Swindon) Ltd [pdf]

     Final notices Published: 25/07/2019
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in

227. Final Notice 2022: Sir Christopher Gent [pdf]

     Final notices Published: 05/08/2022 Last modified: 12/08/2022
     This Final Notice (Sir Christopher Gent) refers to breaches of the Market Abuse Regulations related to unlawful disclosure of inside information in the issuers sector. We imposed a financial penalty

228. Final Notice 2024: William Hofstetter [pdf]

     Final notices Published: 11/03/2024
     This Final Notice (William Hofstetter) refers to a breach of APER Statement of Principle 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been agreed

229. Final Notice 2023: Susan Mary Jones [pdf]

     Final notices Published: 27/11/2023
     This Final Notice refers to breaches of Principles for Business 2 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £40,888 is being made to the FSCS.

230. Final Notice 2013: Michael Coscia [pdf]

     Final notices Published: 03/07/2013 Last modified: 07/04/2015
     This final notice refers to breaches of MAR related to market abuse in the trading frims sector. We imposed a fine.