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Showing 701 to 710 of 1133 search results for final notice refers to breaches of FIT related.

701. Final Notice 2017: Youcar.com Ltd [pdf]

     Final notices Published: 24/10/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

702. Final Notice 2017: Reliable Runners Limited [pdf]

     Final notices Published: 13/03/2017
     This final notice refers to breaches of COND and Principle 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

703. FCA Final Notice 2013: Martin Richard Moseling trading as Blenheim Financial Services [pdf]

     Final notices Published: 15/07/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 6 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

704. FCA Final Notice 2014: Credit Suisse International [pdf]

     Final notices Published: 16/06/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 7 and COBS related to financial promotions, mis-selling, remuneration in the investment banks sector. We imposed a fine.

705. Final Notice 2019: JGS Motors Ltd [pdf]

     Final notices Published: 28/10/2019
     This final notice (JGS Motors Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

706. Final Notice 2017: Home Systems AV LLP [pdf]

     Final notices Published: 31/03/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

707. Final Notice 2017: David Stanley Mather [pdf]

     Final notices Published: 03/02/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, mortgages and general insurance and protection sector. We imposed a cancellation.

708. FCA Final Notice 2013: Sovereign Financial Solutions Limited [pdf]

     Final notices Published: 04/06/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

709. Final Notice 2023: Andrew John Allen [pdf]

     Final notices Published: 13/09/2023
     This Final Notice refers to breaches of APER 6 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £85,606 is being made to the FSCS

710. Final notice 2016: Danmirr Capital Limited [pdf]

     Final notices Published: 20/09/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal of the firm's application to carry on the regulated activities of credit broking, deb adjusting and