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Showing 531 to 540 of 1294 search results for final notice refers to breaches of MAR.

  1. Final Notice 2017: Voxsan Limited [pdf]

    Final notices Published: 19/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: Richard Brian Spooner [pdf]

    Final notices Published: 12/04/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. FCA Final Notice 2014: Safe Transfer Limited [pdf]

    Final notices Published: 24/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  4. FCA Final Notice 2013: Resolution FX Limited [pdf]

    Final notices Published: 06/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  5. FCA Final Notice 2013: Mohammed Waheed Razaq [pdf]

    Final notices Published: 04/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  6. Final Notice 2019: Guiseppe Oliverio [pdf]

    Final notices Published: 28/08/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the private business adviser sector. We imposed a prohibition.

  7. Final Notice 2017: Baildon Motor Company [pdf]

    Final notices Published: 25/01/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2023: MC Motor Sales Ltd [pdf]

    Final notices Published: 30/08/2023
    This final notice refers to a failure to satisfy threshold conditions (COND). We refused the firm’s application for authorisation.

  9. Final notice 2016: Solutions on Call Limited [pdf]

    Final notices Published: 21/01/2016 Last modified: 21/01/2016
    This final notice refers to breaches of Principle 11 related to Threshold Conditions and failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Lynden Gerard Scourfield [pdf]

    Final notices Published: 21/06/2019
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the retail banking sector. We imposed a prohibition.
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