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Showing 771 to 780 of 1294 search results for final notice refers to breaches of MAR.

  1. FCA Final Notice 2014: Forex Trading (UK) Limited [pdf]

    Final notices Published: 17/03/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  2. FCA Final Notice 2014: Mega Advice Services Ltd [pdf]

    Final notices Published: 11/07/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

  3. Final Notice 2021: Alistair Shields (trading as Royal Oak Car Sales) [pdf]

    Final notices Published: 21/04/2021
    This final notice (trading as Royal Oak Car Sales) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2015: Clydesdale Bank Plc [pdf]

    Final notices Published: 14/04/2015 Last modified: 14/04/2015
    This final notice refers to breaches of PRIN 6 and DISP related to unfair treatment of customers and complaints handling in the retail banks sector. We imposed a fine.

  5. Final Notice 2020: Harts Car Company Ltd [pdf]

    Final notices Published: 06/02/2020
    This final notice (Harts Car Company Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final notice 2016: Prestige Motor Base Limited [pdf]

    Final notices Published: 14/07/2016 Last modified: 14/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Arab Link Ltd [pdf]

    Final notices Published: 07/01/2019
    This final notice (Arab Link Ltd) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.

  8. Final Notice 2018: Acetem UK Ltd [pdf]

    Final notices Published: 14/12/2018
    This final notice (Acetem UK Ltd) refers to breaches of payment services regulations (PSR) related to failing to be open and co-operative in the payment services sector. For the interest and protection of Consumers, we imposed a cancellation.

  9. Final Notice 2021: David Nicholas King [pdf]

    Final notices Published: 22/07/2021
    This Final Notice (David Nicholas King) refers to FIT relating to a lack of honesty and integrity in the investment advisory sector. We imposed a prohibition.

  10. Final notice 2020: Forward Leasing Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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