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Showing 421 to 430 of 1260 search results for final notice refers to breaches of PRIN 3 and PRIN.

421. Final notice 2016: Manchester Plumbing Supplies Limited [pdf]

     Final notices Published: 27/01/2016 Last modified: 27/01/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

422. FCA Final Notice 2014: David Lloyd Wren [pdf]

     Final notices Published: 03/04/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition.

423. FCA Final Notice 2013: Ingram Graham Limited (in Creditors’ Voluntary Liquidation) [pdf]

     Final notices Published: 21/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

424. Final Notice 2018: MTS Automotive (Manchester to Southampton LTD) [pdf]

     Final notices Published: 12/02/2018
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

425. Final Notice 2017: Essex Motor Centre Ltd [pdf]

     Final notices Published: 06/11/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

426. FCA Final Notice 2015: Tiuta Plc [pdf]

     Final notices Published: 05/11/2015 Last modified: 05/11/2015
     This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

427. Final Notice 2015: A A A Insurance Limited [pdf]

     Final notices Published: 12/10/2015 Last modified: 12/10/2015
     This final notice refers to breaches of PRIN 11 related to Threshold Conditions and failing to be open and co-operative in the general insurance and protection. We imposed a cancellation.

428. Final Notice 2018: Keith Buckfield [pdf]

     Final notices Published: 08/05/2018
     This final notice (Keith Buckfield) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

429. FCA Final Notice 2013: Castlehill Wealth Management Limited [pdf]

     Final notices Published: 16/04/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

430. Final notice 2020: Southgate Garage [pdf]

     Final notices Published: 25/02/2020
     This final notice (Southgate Garage) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.