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Showing 501 to 510 of 1260 search results for final notice refers to breaches of PRIN 3 and PRIN.

  1. Final Notice 2018: Fairbourne Assist Ltd [pdf]

    Final notices Published: 08/03/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection. We imposed a cancellation.

  2. Final Notice 2018: Toby Warren Smith [pdf]

    Final notices Published: 08/05/2018
    This final notice (Toby Warren Smith) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Habib-Ur Rehman [pdf]

    Final notices Published: 11/04/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the mortgages and general insurance and protection sector. We imposed a cancellation.

  4. Final Notice 2018: Verwood Motors Ltd [pdf]

    Final notices Published: 08/05/2018
    This final notice (Verwood Motors Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2020: Harts Car Company Ltd [pdf]

    Final notices Published: 06/02/2020
    This final notice (Harts Car Company Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2015: Stephen Edward Bell [pdf]

    Final notices Published: 13/03/2015 Last modified: 31/03/2015
    This final notice refers to breaches of PRIN 3 (knowing concern) and FIT related to the lack of fitness/propriety, culture/governance and appointed representatives in the general insurance and protection, investment adviser and platform sector. We

  7. Final Notice 2020: Peterborough Trade Centre Ltd [pdf]

    Final notices Published: 24/09/2020 Last modified: 24/09/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. FCA Final Notice 2013: Berkeley Consultants (UK) Limited [pdf]

    Final notices Published: 27/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  9. Final Notice 2023: Amigo Loans Ltd [pdf]

    Final notices Published: 14/02/2023
    This Final Notice refers to breaches of Principle 2 (skill, care and diligence), Principle 3 (management and control) and Principle 6 (customers’ interests) related to failure to conduct adequate affordability checks in the Consumer Credit sector.

  10. Final notice 2020: Dunstable Car Centre [pdf]

    Final notices Published: 21/05/2020
    This final notice (Dunstable Car Centre) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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