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Showing 551 to 560 of 845 search results for final notice refers to breaches of PRIN 3 and PRIN 5 related.

  1. Final Notice 2018: Pant Bach Motors Limited [pdf]

    Final notices Published: 08/05/2018
    This final notice (Pant Bach Motors Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2020: Estate Factory Sales Ltd [pdf]

    Final notices Published: 08/06/2020
    This final notice (Estate Factory Sales Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2020: Haigh Energy Services Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Haigh Energy Services Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2015: Diane Hunter t/a Village Autocare [pdf]

    Final notices Published: 02/09/2015 Last modified: 02/09/2015
    This final notice refers to breaches of COND and PRIN 11 related to threshold conditions, failing to be open and co-operative and lack of fitness/propriety in the consumer credit sector. We imposed a refusal.

  5. Final Notice 2017: K & B Trading World Limited [pdf]

    Final notices Published: 17/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2019: Standard Life Assurance Limited [pdf]

    Final notices Published: 23/07/2019
    This final notice (Standard Life Assurance Limited) refers to breaches of PRIN 3, PRIN 6 and COBS related to the unfair treatment of customers in the Life Insurance sector. The FCA imposed a financial penalty.

  7. Final Notice 2019: UBS AG [pdf]

    Final notices Published: 19/03/2019
    This final notice (UBS AG) refers to breaches of SUP 17, SUP 15 and PRIN 3 related to transaction reporting failures in the investment bank sector. We imposed a fine.

  8. Final Notice 2017: Logic Financial Solutions Ltd [pdf]

    Final notices Published: 30/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, consumer credit and mortgages sectors. We imposed a cancellation.

  9. Final Notice 2020: Custom and Co Jewellery Ltd [pdf]

    Final notices Published: 09/04/2020
    This final notice (Custom and Co Jewellery Ltd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final notice 2020: Gravity Motor Group Limited [pdf]

    Final notices Published: 28/01/2020
    This final notice (Gravity Motor Group Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.