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Showing 651 to 660 of 845 search results for final notice refers to breaches of PRIN 3 and PRIN 5 related.

  1. Final Notice 2017: Dunston Car Centre Limited [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2022: Simon Tyson [pdf]

    Final notices Published: 06/10/2022
    This Final Notice (Simon Tyson) refers to breaches of APER 7 related to the failure to ensure compliance with PRIN 3 in the trading firms sector, which led to further breaches of SUP 17, SUP 15 and Article 16 of MAR. We imposed a financial penalty

  3. Final Notice: Wellsons Vehicle Solutions Limited [pdf]

    Final notices Published: 18/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2020: Mr Owen (trading as Owen’s Bikes & Tools) [pdf]

    Final notices Published: 21/05/2020
    This final notice (Mr Owen trading as Owen’s Bikes & Tools) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice: SOS Financial Services Limited [pdf]

    Final notices Published: 20/10/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal

  6. Final Notice 2017: Margolis Business Systems Limited [pdf]

    Final notices Published: 30/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: Christopher Edwards trading as Liberty Motorcycles [pdf]

    Final notices Published: 09/07/2020
    This final notice (Christopher Edwards trading as Liberty Motorcycles) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice: Norcounty Insurance Services Ltd [pdf]

    Final notices Published: 21/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection and investment adviser sectors. We imposed a cancellation.

  9. Final notice 2020: James Creed & Acsar Shazadi & Anzelika Lazdovskaja Ltd [pdf]

    Final notices Published: 29/05/2020
    This final notice (James Creed & Acsar Shazadi & Anzelika Lazdovskaja Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  10. Final notice 2020: Stuart Carnegie (trading as SC Motors and SC Veleting) [pdf]

    Final notices Published: 09/07/2020
    This final notice ( Stuart Carnegie (trading as SC Motors and SC Veleting)) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation