Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 431 to 440 of 845 search results for final notice refers to breaches of PRIN 3 and PRIN 6 related.

  1. Final Notice: Midland Motor Company Limited [pdf]

    Final notices Published: 13/10/2016
    This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: I.G. Vehicles Limited [pdf]

    Final notices Published: 06/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Mohammed Sharif Miah [pdf]

    Final notices Published: 11/12/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  4. Final Notice 2020: Peterborough Trade Centre Ltd [pdf]

    Final notices Published: 24/09/2020 Last modified: 24/09/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2017: Gears of Speed Limited [pdf]

    Final notices Published: 25/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. FCA Final Notice 2013: Guaranty Trust Bank (UK) Limited [pdf]

    Final notices Published: 08/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to financial crime in the retail banks sector. We imposed a fine.

  7. Final Notice 2018: Toby Warren Smith [pdf]

    Final notices Published: 08/05/2018
    This final notice (Toby Warren Smith) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: Allenby Stevenson Limited [pdf]

    Final notices Published: 18/08/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. FCA Final Notice 2013: Lloyds TSB Bank plc and Bank of Scotland plc [pdf]

    Final notices Published: 11/12/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3 related to mis-selling, remuneration, and culture/governance in the retail banks sector. We imposed a fine.

  10. Final Notice 2018: East Pennine O E [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation