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Showing 471 to 480 of 845 search results for final notice refers to breaches of PRIN 3 and PRIN 6 related.
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Final Notice 2017: Acquisition 395447313A Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2013: SEI Investments (Europe) Limited ("SEI") [pdf]
This final notice refers to breaches of PRIN 10 and CASS related to client money in the asset management sector. We imposed a financial penalty. -
FCA Final Notice 2013: Gurpreet Singh Chadda [pdf]
This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety, failing to be open and co-operative and unfair treatment of customers in the sale and rent back sector. We imposed a fine and prohibition. -
Final Notice 2017: North Nottinghamshire College [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Wilton Trading Limited [pdf]
This final notice (Wilton Trading Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Troopers Sales Limited [pdf]
This final notice (Troopers Sales Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: G & T Office Equipment [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Vanspares (Llandow) Ltd [pdf]
This final notice (Vanspares (Llandow) Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Grove Automotive Limited [pdf]
This final notice (Grove Automotive Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
Final notice 2020: Southampton Cars Limited [pdf]
This final notice (Southampton Cars Limited) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.