Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 651 to 660 of 712 search results for final notice refers to breaches of PSR related to failing.

  1. Final Notice 2015: Andrew Baxter trading as Wealth Management [pdf]

    Final notices Published: 05/02/2015 Last modified: 06/02/2015
    This final notice refers to breaches of Principle 11 / COND related to threshold conditions and failing to be open and co-operative in the investment advisor sector. We imposed a cancellation.

  2. Final Notice: Clackmannan Car Centre Limited [pdf]

    Final notices Published: 13/10/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final notice 2016: El-Essawy Holistic Care Limited [pdf]

    Final notices Published: 04/05/2016 Last modified: 04/05/2016
    This final notice refers to a breach of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: Station Road Cars Ltd [pdf]

    Final notices Published: 19/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2017: Brooke Specialist Cars Ltd [pdf]

    Final notices Published: 10/04/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2015: B E Insulated Limited [pdf]

    Final notices Published: 04/09/2015 Last modified: 04/09/2015
    This final notice refers to breaches of COND and CONC related to failing to be open and co-operative in the Consumer Credit sector. We imposed a refusal.

  7. Final Notice: Midland Motor Company Limited [pdf]

    Final notices Published: 13/10/2016
    This final notice refers to breaches of PRIN 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: South Kintyre Credit Union Limited [pdf]

    Final notices Published: 22/08/2017
    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.

  9. Final Notice 2018: CMAS Financial Services Limited [pdf]

    Final notices Published: 02/07/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2020: Lakes Plumbing & Heating Services Ltd [pdf]

    Final notices Published: 12/02/2020
    This final notice (Lakes Plumbing & Heating Services Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.