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Showing 271 to 280 of 834 search results for financial crime risks in trade.
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Christopher Woolard appointed to the FCA Board
The Financial Conduct Authority (FCA) today announced the appointment of Director of Strategy and Competition, Christopher Woolard, to its Board. ... He will bring invaluable experience and judgement to the Board from his time at the FCA, but also -
Effectiveness and proportionality: our financial crime priorities
Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference. -
Transparency
The FCA sets out to be open and accountable, so we can be scrutinised by consumers, firms and Parliament. -
Fighting financial crime – the force multiplier effect
Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD. -
Speech: Beyond economics?
algorithms for data driven variable selection to pick risk predictors that are tractable and optimally trade off the inand out of sample predictive power. ... risk, valuation, reward, cooperation, fear.). An interesting example of retina scanning is work -
Information for newly authorised firms
As a newly authorised firm, learn about the systems you'll use and important things you need to know. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack
The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack -
Meeting the growth challenge
Speech by Martin Wheatley, Chief Executive, the FCA, at the British Insurance Brokers’ Association (BIBA) conference, ExCel Centre, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Richard Lloyd – APM opening remarks 2022
Opening remarks by Richard Lloyd, interim Chair of the FCA, delivered at the FCA's 2022 Annual Public Meeting.