Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 281 to 290 of 834 search results for financial crime risks in trade.

  1. Banking and online account scams

    Consumers Scams Published: 18/04/2016 Last modified: 14/08/2023
    Banking scams can take many forms, with fraudsters using a number of tactics to steal your money. Find out what these scams are and how to protect yourself.

  2. Avoid coronavirus scams

    News stories Published: 26/03/2020 Last modified: 22/12/2020
    Find out about potential coronavirus (Covid-19) scams, how they could affect you, and how to protect yourself.

  3. Credit unions carrying out consumer credit activities

    Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
    Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.

  4. Statement regarding Swift Trade Court of Appeal Judgment

    Statements Published: 19/12/2013 Last modified: 04/11/2014
    There were two grounds of appeal:. Whether Swift Trade’s trading activity was abusive within the market abuse provisions in section 118 of the Financial Services and Markets Act 2000 (FSMA) ... it did as to the status of Swift Trade and dismissed the

  5. Good conduct and market integrity

    Speeches Published: 02/06/2014 Last modified: 11/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Global regulation, local solutions

    Speeches Published: 23/01/2020 Last modified: 28/02/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at BCLP, London

  7. Using claims management companies

    Know your rights Published: 07/03/2019 Last modified: 01/03/2022
    The FCA is the regulator for CMCs in England, Wales and Scotland. The Financial Ombudsman Service has taken over complaints about CMCs.

  8. Advising on pension transfers – our expectations

    News stories Published: 24/01/2017 Last modified: 12/04/2024
    Check the FCA requirements when you provide advice on pension transfers.

  9. Financial crime controls at challenger banks

    Firms Multi-firm reviews Published: 22/04/2022 Last modified: 22/04/2022
    Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK

  10. The FCA fines Tullett Prebon £15.4 million

    Press Releases Published: 11/10/2019 Last modified: 11/10/2019
    The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing
Related topics