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Showing 351 to 360 of 834 search results for financial crime risks in trade.
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FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers
The FCA has acted to stop a Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors. -
FSA publishes discussion paper on transparency
The Financial Services Authority (FSA) has published a discussion paper looking at how transparency and more effective disclosure could improve the accountability of the regulator and the financial services industry, and help consumers make more -
Land banking investment scams
Find out how land banking investments work, how to avoid scams and what to do if you’re scammed. -
A sustainable conduct environment
Speech by Clive Adamson, Director of Supervision, the FCA, at the Association of Professional Compliance Consultants’ annual conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Primary Market Bulletin 45
This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures. -
LIBOR and mortgage interest rates
LIBOR is an interest rate benchmark that’s being phased out. If your mortgage uses LIBOR, find out what you should expect to happen and what you need to do. -
FCA warns firms over anti-money laundering failings
We have warned firms about common failings we have found in financial crime controls. -
UK EMIR reporting questions and answers
Guidance for reporting under the revised UK EMIR Article 9 reporting requirements. -
FSA - Banks' defences against investment fraud [pdf]
Firms authorised by us have a regulatory duty to counter the risk they might be used to further financial crime. This report considers banks’ efforts to counter fraud where a) their customer is the fraudster or b) their customer is the victim. -
FCA begins review on data in wholesale markets
FCA begins review on data in wholesale markets