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Showing 471 to 480 of 834 search results for financial crime risks in trade.

  1. Financial counterparties: EMIR timely confirmation and bilateral risk mitigation

    Markets policy Published: 27/07/2016 Last modified: 11/01/2023
    See common challenges and successes for financial counterparties in complying with the timely confirmation and bilateral risk mitigation requirements.

  2. FCA statement on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries

    Statements Published: 16/08/2016 Last modified: 01/02/2017
    The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed some changes to the rules and guidance in Chapter

  3. FG18/2: Staff incentives, remuneration and performance management in consumer credit firms

    Finalised guidance Published: 27/03/2018 Last modified: 11/09/2023
    The FCA sets final guidance on how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.

  4. 22 years of pension savings gone in 24 hours

    Press Releases Published: 08/11/2019 Last modified: 06/08/2020
    The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could

  5. Primary Market Bulletin Issue No. 30

    Newsletters Published: 19/08/2020 Last modified: 21/08/2020
    In this special edition, we publish general news and information, including changes to our Knowledge Base.

  6. Conduct in a new era: leaders rejecting complacency

    Speeches Published: 13/06/2013 Last modified: 18/07/2013
    Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. The FCA launches review into price comparison websites

    Press Releases Published: 24/11/2013 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has begun a thematic review looking into insurance PCWs. ... In its 2013 Conduct Risk Outlook and 2013/2014 Business Plan the FCA set out that it would be reviewing PCWs and highlighted two specific risks:.

  8. Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited

    Press Releases Published: 27/09/2018 Last modified: 27/09/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of

  9. New appointments for governance of Financial Conduct Authority

    Press Releases Published: 19/03/2013 Last modified: 29/03/2013
    Three new Chairmen have been appointed to the independent Panels which lead the process for constructive challenge of the Financial Conduct Authority’s (FCA’s) policies and practices from the point of view of regulated firms.

  10. Nausicaa Delfas appointed Executive Director of International

    Press Releases Published: 01/02/2018 Last modified: 01/02/2018
    The Financial Conduct Authority has today announced the appointment of Nausicaa Delfas as the Executive Director of International.
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