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Showing 561 to 570 of 834 search results for financial crime risks in trade.

  1. FCA fines Gatehouse Bank £1.5m for poor anti-money laundering checks

    Press Releases Published: 14/10/2022 Last modified: 14/10/2022
    The Financial Conduct Authority has fined Gatehouse Bank Plc £1,584,100 for significant weakness in its financial crime systems and controls.

  2. Insider dealer Walid Choucair ordered to pay £3.9 million in confiscation

    Press Releases Published: 22/01/2021 Last modified: 22/01/2021
    Walid Choucair ordered to pay £4m in confiscation costs in respect of being convicted of five offences of insider dealing.

  3. Finalising LIBOR transition – achievements in sterling markets and what remains to be done

    Press Releases Published: 09/02/2022 Last modified: 09/02/2022
    Bank of England, FCA and Working Group set out what more needs to be done and update on how the Working Group will operate in the future

  4. TR16/3: Meeting investors’ expectations

    Thematic reviews Published: 07/04/2016 Last modified: 07/04/2016
    In addition, financial advisers and platform providers will find the review relevant to them. ... Consumer groups and trade bodies will also be interested in the themes explored in this report.

  5. The USD LIBOR panel ceases at end-June 2023: Are you ready?

    News stories Published: 12/04/2023 Last modified: 12/04/2023
    It is now less than 90 days until the USD LIBOR panel ceases on 30 June 2023, marking another critical milestone in the necessary transition to robust Risk-Free Reference Rates (RFRs).

  6. GC15/1 Risks to customers from performance management at firms

    Guidance consultations Published: 16/03/2015 Last modified: 16/03/2015
    We have previously reported on the risks from financial incentives, recognising the positive progress we have seen and the significant changes made to firms’ financial incentive structures as a result. ... London E14 5HS. Telephone: 020 7066 4202. In

  7. Consumer attitudes and awareness of cryptoassets: research summary

    External research Published: 07/03/2019 Last modified: 07/03/2019
    We have carried out research with consumers to better understand the potential harms of cryptoassets.

  8. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back

  9. Debt purchaser Motormile Finance agrees to redress package

    Press Releases Published: 02/11/2016 Last modified: 02/11/2016
    Motormile Finance UK Limited, a debt purchase and collections firm, has entered into an agreement with the Financial Conduct Authority (FCA) to provide redress to more than 500,000 customers for historic failures in its due diligence and collections

  10. FCA proposes ban on sale of crypto-derivatives to retail consumers

    Press Releases Published: 03/07/2019 Last modified: 04/09/2020
    The FCA is proposing rules to address harm to retail consumers from the sale of derivatives and exchange traded notes referencing certain types of cryptoassets.
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