Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 601 to 610 of 834 search results for financial crime risks in trade.

  1. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 15/05/2020
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.

  2. GC15/2 General guidance on the application of ex-post risk adjustment to variable remuneration

    Guidance consultations Published: 26/03/2015 Last modified: 26/03/2015
    GC15/2 General guidance on the application of ex-post risk adjustment to variable remuneration. ... CP14/14 also included FCA-only General guidance on the application of malus to variable remuneration and ex-ante risk adjustments in Appendix 6.

  3. FCA contacting 16,000 customers of debt management firm, PDHL

    Press Releases Published: 10/03/2016 Last modified: 11/03/2016
    The Financial Conduct Authority (FCA) is currently assessing applications for authorisation from all debt management firms with interim permission. ... The FCA is working closely with the Money Advice Service (MAS) and is also speaking to trade bodies,

  4. Potentially Anomalous Trading Ratio 2019/20

    Data Published: 10/09/2020 Last modified: 11/06/2021
    The FCA committed to developing and publishing additional measures that will further illustrate the state of UK markets.

  5. Covid-19: savers stay calm and don't rush financial decisions

    Press Releases Published: 01/04/2020 Last modified: 03/04/2020
    The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic.

  6. PS14/3: Final rules for consumer credit firms

    Policy statements Published: 28/02/2014 Last modified: 10/04/2014
    We have made some changes to our proposals, including amending the risk warning that high-cost short-term lenders will have to include on adverts. ... trade bodies representing consumer credit firms. consumer organisations. not-for-profit bodies

  7. The final countdown: Completing sterling LIBOR transition by end-2021

    Press Releases Published: 11/01/2021 Last modified: 11/01/2021
    After many years of preparation, 2021 is the critical year for firms to complete their transition away from LIBOR. The LIBOR administrator, ICE Benchmark Administration, is consulting on ceasing publication of all sterling LIBOR settings at the end

  8. Monitoring orders and transactions – our expectations of firms

    Speeches Published: 31/01/2013 Last modified: 29/03/2013
    Speech by Patrick Spens, Head of Market Monitoring, the FSA, at the Futures Options Association Compliance Forum

  9. Changes to UK EMIR reporting requirements: draft questions and answers

    Consultation papers Published: 01/03/2024 Last modified: 13/06/2024
    The FCA sought feedback alongside the Bank of England (the Bank) on our draft guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

  10. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.
Related topics