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Showing 641 to 650 of 834 search results for financial crime risks in trade.

641. Ex-Mortgage Advisor sentenced to two years after FCA action

     Press Releases Published: 16/07/2013 Last modified: 17/09/2013
     On Friday 12 July, at Maidstone Crown Court, following criminal action brought by the Financial Conduct Authority (FCA), Michael Joseph James Lewis was sentenced to two years in prison on two counts of making/supplying documentation for use in fraud

642. FS16/5: Call for Inputs on Big Data in retail general insurance

     Feedback statements Published: 21/09/2016 Last modified: 06/03/2017
     In this Feedback Statement we summarise the responses we have received to our Call for Inputs on the use of Big Data in retail general insurance (GI), and outline our responses to the issues raised.

643. Investor relations in an increasingly regulated and international world

     Speeches Published: 19/06/2013 Last modified: 18/07/2013
     Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

644. Financial Conduct Authority provides update on regulatory sandbox

     Press Releases Published: 15/06/2017 Last modified: 15/06/2017
     The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox.

645. LIBOR transition – the critical tasks ahead of us in the second half of 2020

     Speeches Published: 03/08/2020 Last modified: 03/08/2020
     Speech delivered by Edwin Schooling Latter, Director Markets and Wholesale Policy at the FCA, at a webinar hosted by the International Swaps and Derivatives Association 14 July event on 'The Latest in LIBOR Transition, The Path Forward'.

646. Agreements with overseas regulators

     About us How we regulate Last modified: 15/01/2024
     Multilateral and bilateral Memoranda of Understanding (MoUs) and other agreements signed by the FCA.

647. Eight convicted for role in unauthorised collective investment scheme

     Press Releases Published: 01/06/2015 Last modified: 04/06/2015
     In a case brought by the Financial Conduct Authority (FCA) Scott Crawley, Dale Walker, Daniel Forsyth, Brendan Daley, Aaron Petrou, Ross Peters, Adam Hawkins, and Ricky Mitchie have been convicted for ... People put their homes and retirements at risk on

648. FG18/5: Guidance on financial crime systems and controls: insider dealing and market manipulation

     Finalised guidance Published: 27/03/2018 Last modified: 13/12/2018
     We are consulting on changes to the Financial Crime Guide for firms, proposing to add a chapter on insider dealing and market manipulation and make miscellaneous changes as a result of recent regulatory changes to ensure the guide remains up to date.

649. Free trade in financial services and global regulatory standards: friends not rivals

     Speeches Published: 26/01/2017 Last modified: 02/02/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.

650. 5 million pension savers could put their retirement savings at risk to scammers

     Press Releases Published: 07/08/2019 Last modified: 07/08/2019
     The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could