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Showing 711 to 720 of 834 search results for financial crime risks in trade.
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FCA statement on the reporting of derivatives under the UK EMIR regime in a no-deal scenario
This statement explains what Trade Repositories (TRs), and UK counterparties that use them, should do to make sure they are compliant with their EMIR reporting obligations after the UK leaves the EU. -
FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams
The FCA has urged the public to be vigilant to the threat of online investment fraud. -
FSA fines Willis Limited £6.895 million for anti-bribery and corruption systems and controls failings
The Financial Services Authority (FSA) has fined Willis Limited £6.895 million for failings in its anti-bribery and corruption systems and controls. -
FCA secures confiscation order totalling £5 million against illegal money lender
On 11 December 2019, Southwark Crown Court made a confiscation order against Dharam Prakash Gopee in the sum of £5,118,018.72. The effect of the order is to confiscate all his criminal proceeds as an illegal money lender. Mr Gopee was also ordered -
FCA fines and prohibits hedge fund Chief Investment Officer for market abuse
The FCA has fined Corrado Abbattista, formerly a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP, £100,000 for market abuse and prohibited him from performing any functions in relation to regulated -
CP13/10: Detailed proposals for the FCA regime for consumer credit
The majority of adults in the UK are customers, or potential customers, of financial services firms. ... trade bodies representing consumer credit firms. consumer bodies. firms offering high-cost short-term loans (payday lenders). -
Coronavirus linked forbearance: key findings
We set out our findings from our review, where we considered mortgage and consumer credit firms' implementation of Tailored Support Guidance since November 2020 and the operational readiness of firms to support customers in financial difficulty. -
Information on correspondence between unions and any employee of the FCA treated as phishing - November 2021
FCA provides emails that, in part, set out the decisions taken in relation to the phishing controls that were applied to correspondence between Unite and employees within the FCA. -
FCA bans four for 'disgraceful' failings in relation to occupational pension schemes
Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
This year’s Business Plan also included the FCA’s Risk Outlook which sets out the top seven high-level risks the financial services sector should consider in the coming years. ... There is one new area of forward looking focus:. firms’ systems and