Search results
Showing 291 to 300 of 304 search results for financial crime risks in trade finance.
-
FS23/4: Potential competition impacts of Big Tech entry and expansion in retail financial services
We are asking for views on the potential benefits and harms from Big Tech firms’ entry and expansion into retail financial services sectors -
How innovation and regulation in financial services can drive the UK's economic growth
Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023. -
PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations
We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position. -
How can we ensure that Big Data does not make us prisoners of technology?
Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London. -
FS24/1 – Potential competition impacts from the data asymmetry between Big Tech firms and firms in financial services
We summarise our analysis of the responses we received to our Call for Input on potential competition impacts from the data asymmetry between Big Tech and firms in financial services. We also set out next steps. -
FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme
The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358 -
FCA and PSR Boards appoint new members to decision-making committees, including new chair and two deputy chairs
He has led and launched two trade associations in the financial advice sector and written two books on financial services regulation. ... Caroline has previously been UK Chief Financial Officer for RSA and prior to that held a number of senior finance -
FCA bans and issues largest ever fine of nearly £1 million on a retail sole trader for deliberately misleading vulnerable customers for personal gain
The Financial Conduct Authority (FCA) has fined sale and rent back arranger Gurpreet Singh Chadda £945,277 and banned him from working in the financial services industry for significant failings when conducting sale and rent back agreements. This -
PS19/27: Changes to mortgage responsible lending rules and guidance – feedback on CP19/14 and final rules
CP19/14: Mortgage customers: proposed changes to responsible lending rules and guidance -
Implementing MiFID II – multi-firm review of research unbundling reforms
Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how