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Showing 5002 to 5011 of 20058 search results for financial lives.

  1. FSA Final Notice 2012: Great Financial Services Limited [pdf]

    Final notices Published: 24/01/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Great Financial Services Limited
  2. Montana Trading

    Warnings Published: 01/08/2023 Last modified: 01/08/2023
    Montana Trading is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. Trades Profitly

    Warnings Published: 02/11/2023 Last modified: 02/11/2023
    Trades Profitly is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. Asset Land - Information for investors

    News stories Published: 26/04/2016 Last modified: 15/10/2019
    The Asset Land companies and their directors promoted and operated collective investment schemes (CIS) without FCA authorisation
  5. Obtaining a data extract from the Financial Services Register

    Published: 14/05/2016 Last modified: 29/11/2023
    How you can order an extract of data from the Financial Services (FS) Register.
  6. BAER-GROUP.INFO

    Warnings Published: 20/09/2023 Last modified: 20/09/2023
    BAER-GROUP.INFO is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. Pacific Finance

    Warnings Published: 04/08/2023 Last modified: 04/08/2023
    Pacific Finance is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. Electronic Communications Exclusion (ECE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 10/02/2023
    Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you.
  9. CP21/36: A new Consumer Duty: Feedback to CP21/13 and further consultation [pdf]

    Consultation papers Published: 07/12/2021
    We want to see a higher level of consumer protection in retail financial markets, where firms compete vigorously in the interests of consumers.
  10. Swiss Privilege

    Warnings Published: 12/04/2018 Last modified: 12/04/2018
    Swiss Privilege is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.