Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 6162 to 6171 of 20091 search results for financial lives.

  1. Waterman Associates

    Warnings Published: 14/12/2009 Last modified: 12/12/2013
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  2. FSA - GC11/2 [pdf]

    Guidance consultations Published: 11/02/2011 Last modified: 11/07/2016
    As a firm, you are required to explain products and services clearly and give consumers fair and clear information, which is not misleading. This article runs through what we, the FSA, expect of you when it comes to promoting financial products and
  3. INVESTING-OPTIONS.COM

    Warnings Published: 11/04/2022 Last modified: 11/04/2022
    INVESTING-OPTIONS.COM is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. FSA - CP11/25 [pdf]

    Consultation papers Published: 10/11/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/25 - The FSA's Consultation Paper CP11/25 is entitled 'Distribution of retail investments - RDR Adviser Charging and Solvency II disclosures'. It was published in November 2011. The Financial Services Authority invites
  5. FSA - CP11/19 [pdf]

    Consultation papers Published: 05/10/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/19 - The FSA's Consultation Paper CP11/19 is entitled 'Financial resources requirements for Recognised Bodies'. It was published in October 2011. The Financial Services Authority invites comments on this Consultation Paper.
  6. CP17/28: Financial Advice Market Review (FAMR): implementation Part II and insistent clients [pdf]

    Consultation papers Published: 01/08/2017
    Consultation on proposed changes to our rules and guidance on assessing creditworthiness in consumer credit.
  7. FG17/6: The treatment of politically exposed persons for anti-money laundering purposes [pdf]

    Finalised guidance Published: 06/07/2017
    We are publishing finalised guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.
  8. DEFI KOIN MARKET

    Warnings Published: 01/11/2022 Last modified: 01/11/2022
    DEFI KOIN MARKET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. TESLA INVESTMENT X

    Warnings Published: 11/06/2024 Last modified: 11/06/2024
    TESLA INVESTMENT X is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. FCA pay gap data 2023

    Data Published: 20/07/2023 Last modified: 03/05/2024
    The FCA pay gap data for 2023 covers the reporting period 1 April 2022 to 31 March 2023.