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Showing 6212 to 6221 of 20091 search results for financial lives.

  1. FSA - CP11/12 [pdf]

    Consultation papers Published: 22/06/2011 Last modified: 30/05/2013
    Consultation FSA - CP11/12 - The FSA's Consultation paper CP11/12 is entitled 'Financial crime: a guide for firms'. It was published in June 2011. Comments should reach us by 21 September 2011.
  2. FSA - FS10/3 [pdf]

    Feedback statements Published: 13/09/2010 Last modified: 30/05/2013
    Feedback FSA - FS10/3 - This Feedback Statement reports on the main issues arising from Discussion Paper 09/5: Enhancing financial reporting disclosures by UK credit institutions
  3. FSA - CP10/19 [pdf]

    Consultation papers Published: 29/07/2010 Last modified: 30/05/2013
    Consultation FSA - CP10/19 - The FSA's Consultation paper CP10/19 is entitled 'Revising the Remuneration Code'. It was published in July 2010 and the period for consultation responses closes on 8 October 2010.
  4. FSA - PS10/4 [pdf]

    Policy statements Published: 27/02/2010 Last modified: 30/05/2013
    Policy FSA - PS10/4 - This Policy Statement PS10/4 reports on the main issues arising from Consultation Paper 09/19 and publishes final rules.
  5. Occasional Paper No. 28: Preventing financial distress by predicting unaffordable consumer credit agreements [pdf]

    Occasional papers Published: 31/07/2017
    An applied framework
  6. PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II [pdf]

    Policy statements Published: 03/07/2017
    This is our final policy statement setting out final rules for our implementation of MiFID II.
  7. Occasional Paper 26: From advert to action - behavioural insights into the advertising of financial products [pdf]

    Occasional papers Published: 12/04/2017
    How are we affected by financial advertising? What do we pay attention to and when might we be misled? We explore the science of advertising to answer these questions.
  8. FG17/2: The Financial Policy Committee’s recommendation on loan to income ratios in mortgage lending: General guidance [pdf]

    Finalised guidance Published: 27/02/2017
    We have published changes and clarifications to the general guidance we issued in October 2014 regarding the Financial Policy Committee's recommendation on loan to income ratios in mortgage lending.
  9. GC17/2: Treatment of politically exposed persons (PEPs) under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 [pdf]

    Guidance consultations Published: 16/03/2017
    We are consulting on new guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.
  10. HEX-CAPITALS LTD

    Warnings Published: 25/01/2023 Last modified: 25/01/2023
    HEX-CAPITALS LTD is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.