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Showing 6252 to 6261 of 20091 search results for financial lives.

  1. Financial Lives survey

    Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

  2. Legal BTC Miners

    Warnings Published: 23/02/2022 Last modified: 23/02/2022
    Legal BTC Miners is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  3. CRYPTO CDF TRADE

    Warnings Published: 18/02/2022 Last modified: 18/02/2022
    CRYPTO CDF TRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. GC17/4: Financial Advice Market Review (FAMR): implementation part I [pdf]

    Guidance consultations Published: 11/04/2017
    We are consulting on guidance intended to clarify the regulatory framework.

  5. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I [pdf]

    Policy statements Published: 31/03/2017
    This is our first policy statement setting out our near final rules for our implementation of MiFID II.

  6. FAMR Baseline tracking

    External research Published: 24/09/2018 Last modified: 24/09/2018
    The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer

  7. Final Notice 2023: Mr Paul Steel [pdf]

    Final notices Published: 04/07/2023
    This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition.

  8. 5 Conduct Questions Programme

    Tasks for regulated firms Published: 12/04/2017 Last modified: 13/02/2023
    The FCA has engaged with firms on conduct and risk and is now feeding back findings on good and bad practice. The 5 Conduct Questions Programme covers the importance of overall governance, identifying conduct risk and fostering staff engagement

  9. Swiss Life (clone)

    Warnings Published: 14/03/2017 Last modified: 14/03/2017
    We have published this statement in order to warn consumers against dealing with unauthorised firms.

  10. Alderton Consultants

    Warnings Published: 20/10/2011 Last modified: 02/06/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  11. Valid Fx Trading

    Warnings Published: 26/01/2022 Last modified: 26/01/2022
    Valid Fx Trading is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
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