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Showing 6352 to 6361 of 20091 search results for financial lives.

  1. FCA Decision Notice 2013: Bayliss & Co (Financial Services) Limited [pdf]

    Decision notices Published: 23/05/2013 Last modified: 04/06/2015
    This decision notice refers to breaches of TC related to threshold conditions in the investment advisers and platforms sector. Our view is that a withdrawal should be imposed.
  2. Decision Notice 2023: Toni Fox [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed.
  3. MEISTRGOLD / meistrgold.com

    Warnings Published: 26/07/2024 Last modified: 26/07/2024
    MEISTRGOLD / meistrgold.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. Independent Financial Securities

    Warnings Published: 15/10/2020 Last modified: 15/10/2020
    Independent Financial Securities is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. The Trading Environment

    Warnings Published: 08/12/2023 Last modified: 08/12/2023
    The Trading Environment is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  6. SilverFx Investment

    Warnings Published: 12/06/2023 Last modified: 12/06/2023
    SilverFx Investment is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  7. FX LIFESTYLE TRADE

    Warnings Published: 13/03/2023 Last modified: 13/03/2023
    FX LIFESTYLE TRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  8. The FPC’s mortgage market recommendations

    Firms Mortgage lenders and intermediaries Published: 24/02/2016 Last modified: 09/02/2023
    Read more about the Financial Policy Committee's recommendations to the PRA and FCA.
  9. Blairford Consultancy

    Warnings Published: 06/11/2018 Last modified: 06/11/2018
    Blairford Consultancy is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  10. Cover Team Direct

    Warnings Published: 17/06/2021 Last modified: 24/08/2021
    Cover Team Direct is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.