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Showing 6542 to 6551 of 20094 search results for financial lives.

  1. Financial Lives survey

    Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products and services.

  2. Quick All Loans

    Warnings Published: 14/04/2016 Last modified: 14/04/2016
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  3. FSA - FG12/20: Summary of feedback received [pdf]

    Finalised guidance Published: 01/11/2012 Last modified: 20/10/2014
    This guidance, that forms new material in ‘Financial crime: a guide for firms’, sets out examples of good practice and poor practice from our thematic review 'Anti-bribery and corruption systems and controls in investment banks’

  4. FSA - GC12/11 [pdf]

    Guidance consultations Published: 17/03/2013 Last modified: 11/07/2016
    We have developed this guidance to help firms identify and manage the risks from incentive schemes. The guidance sets out a number of ways, but not the only ways, firms can comply with the relevant requirements set out in the FSA Handbook.

  5. FSA - CP12/13 [pdf]

    Consultation papers Published: 11/07/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/13 - We have published two of our series of consultations on rules to transpose the Solvency II Directive into the UK Handbook. This consultation programme is running alongside the Treasury’s transposition of Solvency II,

  6. MoU between the FCA and Solicitors Regulation Authority [pdf]

    Memorandums of understanding Published: 01/04/2013 Last modified: 30/05/2013
    The purpose of this memorandum of understanding is to provide a framework for the ongoing working relationship between the Financial Conduct Authority and the Solicitors Regulation Authority to enable both parties to discharge their respective

  7. FSA - CP12/7 [pdf]

    Consultation papers Published: 27/03/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/7 - The FSA's Consultation Paper CP12/7 is entitled 'Financial Services Compensation Scheme: changes to the Compensation sourcebook'. It was published in March 2012. Comments should reach us by 26 June 2012 and by 26 April

  8. FSA - CP12/26 [pdf]

    Consultation papers Published: 03/10/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/26 - This paper consults on certain proposed changes to existing regulatory rules and guidance relating to approved persons. This follows the introduction of the Financial Services Bill (the Bill) in January 2012, which will

  9. FSA - CP12/30 [pdf]

    Consultation papers Published: 06/11/2012 Last modified: 30/05/2013
    Consultation FSA - CP12/30 - This Consultation Paper sets out the proposed scheme that the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England (the Bank) will follow when investigating complaints made

  10. CP13/1 - FCA Regulated fees and levies: Rates proposals 2013/14 [pdf]

    Consultation papers Published: 09/04/2013 Last modified: 30/05/2013
    Consultation CP13/1 - FCA Regulated fees and levies: Rates proposals 2013/14 - This CP covers the proposed 2013/14 regulatory fees and levies for the Financial Conduct Authority (FCA), the Financial Ombudsman Service (FOS) and the Money Advice

  11. TRADEX / TRADE X

    Warnings Published: 23/08/2023 Last modified: 23/08/2023
    TRADEX / TRADE X is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
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